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Mudrex

Legal & Compliance Principal Officer

NEW
BengaluruFull-timeGlobal
šŸ“Š SenioršŸ  On-site
ActivePosted within the last 30 days

Job Description

[AI-summarized by JobStash]

You will oversee and manage the company's anti-money laundering and compliance programs, ensuring alignment with PMLA and FIU India requirements. You will act as the primary contact for regulators and external auditors, monitor regulatory changes, conduct risk assessments and audits, prepare board and compliance reports, maintain PMLA records, investigate breaches, manage escalated complaints, prepare STRs, perform compliance testing, and implement corrective controls and compliance tools.

Requirements

  • ā—8+ years relevant experience in legal or compliance roles
  • ā—Bachelor's or Master's degree in Law, Finance, or related field
  • ā—Relevant compliance certification is a plus
  • ā—Experience focused on AML regulations and global compliance requirements
  • ā—Proven experience developing and implementing AML and compliance programs in financial services
  • ā—Excellent communication and interpersonal skills
  • ā—Proactive attitude and strong work ethic

Responsibilities

  • ā—Develop and implement comprehensive AML and compliance programs
  • ā—Serve as primary point of contact for regulatory agencies and external auditors
  • ā—Monitor AML and compliance regulatory changes and advise management
  • ā—Conduct regular risk assessments and audits
  • ā—Implement corrective measures and controls to mitigate financial risks
  • ā—Provide training and guidance to employees on AML and compliance matters
  • ā—Create, maintain, and review policies, procedures, and controls
  • ā—Update investment and disclosure documentation in line with regulatory changes
  • ā—Prepare board and compliance reports
  • ā—Maintain PMLA records and manage FIU India correspondence and reporting
  • ā—Lead regulator conversations and ensure compliance with licenses for payment services and digital assets
  • ā—Investigate breaches and incidents and drive remediation
  • ā—Manage escalated complaints and stakeholder requests
  • ā—Identify, onboard, and initiate compliance partners and tools
  • ā—Perform enterprise-wide risk assessments and compliance testing
  • ā—Review alerts and prepare Suspicious Transaction Reports (STRs)

Tech Stack

complaint handlingmoney transmitterdigital assetspayment servicesPMLArisk assessmentauditpolicyregulationreporting
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